|
CESR
Central Eurasian Studies Review
Publication of the Central Eurasian Studies Society
ISSN 1538-5043 (Print)
ISSN 1543-7817 (Electronic)
Contents of this
issue
Volume 2, Number 1, Winter 2003
Perspectives
Research Reports and Briefs
Reviews and Abstracts
Conferences and Lecture Series
Educational Resources and Developments
Editors - CESR Vol. 2 No. 1
Editor-in-Chief: Virginia Martin (Huntsville,
Ala., USA)
Section Editors:
Perspectives: Robert M. Cutler (Ottawa/Montreal,
Canada), Edward Walker (Berkeley, Calif., USA)
Research Reports and Briefs: Laura Adams (Boston,
Mass., USA), Jamilya Ukudeeva (Riverside, Calif., USA)
Reviews and Abstracts: Shoshana Keller (Clinton,
N.Y., USA), Resul Yalcin (London, England)
Conferences and Lecture Series: Peter Finke (Halle,
Germany), Cengiz Surucu (Bloomington, Ind., USA)
Educational Resources and Developments: Daniel C. Waugh
(Seattle, Wash., USA), Philippe Fort (Zurich, Switzerland)
Production Editor: John Schoeberlein (Cambridge,
Mass., USA)
Copy Editor: Michael Davis (Kirksville, Mo., USA)
[Contents]
Perspectives
The Centrality of Central Eurasia
Gregory Gleason, President-Elect of CESS, Professor, Department
of Political Science, University of New Mexico, Albuquerque, N.M.,
USA, gleasong unm.edu
In times of great change, an old wisdom advises, it is best not
to look forward but to look back. When people find the world changing
around them, when they find that events question their most common
understandings, when they encounter conflict that questions their
most deeply held values, wise counsel urges them to look inward
rather than outward. When the formal rules and regulations of
a society come to seem strangely at odds with the actual practices,
it is time to look much deeper than the formalities of politics
and economics to the very essence of culture itself.
Surely we live in times such as these. Globalization is compressing
time and space, bringing people into greater and more frequent
contact than ever before. Yet mutual understanding seems scarcer
than ever. Knowledge has reached levels undreamed of in the days
before the PC and internet; information moves with speeds never
before thought possible. Yet wisdom seems as difficult to come
by as ever. The formal structures of society, the economy and
government are more sophisticated than ever before, yet many people
find that these structures are often ill-suited to the things
that matter to them the most. While a globalized world should
know how to do things better, more efficiently, more effectively,
we find that all too often this is not the case.
These tendencies are seen and felt in all societies today, but
there are some places where they are particularly pronounced.
Central Eurasia is surely one of these. Following the collapse
of the USSR, the Central Eurasian societies that until so recently
were cordoned off, isolated, and separated from much of the world,
have traveled through decades of transformation in the span of
just a few short years. Since the disintegration of the USSR,
Central Eurasia has redefined itself, both internally and in relation
to the societies around it. The countries of Central Eurasia emerged
from the doldrums of communism to enter a rapidly transforming
world. Globalization tends to benefit those countries that manage
it well and punish those countries that do not. The Central Eurasian
countries are still in the early stages of this revolution, but
clearly they have suffered from many disorienting influences of
globalization while not yet fully benefiting from the prosperity,
freedom and equity that globalization promises.
More recently, following the events of September 11 and the rapid
shifts in geostrategic relations, the Central Eurasian countries
have become the focus of the diplomatic attentions of chancelleries
around the world. Competition over access to fuel resources in
the Middle East has combined with Russias growing role in the
international energy trade to focus the attention of world markets
on the oil riches of the Central Eurasian Caspian littoral. As
countries look forward to post-Afghanistan normalization, Central
Eurasias importance looms ever larger in the great geopolitical
rivalry over the shape of the future. The jockeying for position
in the post-Cold War reorganization of Asia, the Middle East,
and Europe has focused attention on the lands lying at the interstices
of those countries the lands of Central Eurasia. These lands have
close ties to the Middle East, yet they are not the Middle East.
These lands have close ties to Asia, yet they are not Asia. Much
of Central Eurasia was long under the dominion of European Russia,
yet it is not Europe. Neither East nor West, neither Europe nor
Asia, Central Eurasia is its own region. Recent events have given
a new practical urgency to understanding this ancient region that
has gained such an important and growing role in contemporary
affairs.
The Contours of Central Eurasia
In the inaugural issue of CESR a year ago, John Schoeberlein
spoke of the importance of building a scholarly consensus on the
question of what constitutes Central Eurasia. John spoke of demarcating
the territory of Central Eurasia in ways that would promote better
and more cooperative scholarship on the region and increase cooperation
between Central Eurasian scholars and their counterparts in Asia,
the Middle East, and Europe. With such an enterprise in mind,
scholars could avoid unproductive struggles over definitions of
turf. Scholars could pursue their research questions in depth
in a way that would do justice to the uniqueness of the region,
while not losing sight of the close connections of the region
with other parts of the world.
What constitutes the outlines, the contours, of Central Eurasia?
In addressing this question, John noted that Central Eurasia broadly
includes lands roughly contained within a perimeter ranging from
points along the Iranian Plateau, the Black Sea, and the Volga
Basin through Afghanistan, southern Siberia, and the Himalayas
to Muslim and Manchu regions of China, and the Mongol lands. Using
this physical outline as constituting the borders, broadly conceived,
of Central Eurasia, it is clear that the region is central because
it is, and has always been, in the middle. The peoples of Central
Eurasia have historically been between. Between East and West,
between North and South, between China and Persia, between Islam
and Christendom, between mountains and plains, between desert
and oasis.
Definitions, of course, are sometimes determined as much by conventional
usage as by any objective features of the subject to be defined.
In the past it was conventional to include much of Central Eurasia
in the Soviet communist world. The Central Asian republics, the
Caucasus republics, Mongolia, and, for a period at least, Afghanistan
were seen as within the USSR or at least within the Soviet orbit.
After the Soviet Union disintegrated, the countries of Central
Asia and the Caucasus and Mongolia quickly adopted independent
and separate paths. Now, after more than a decade of national
independence, it is clear that the countries of the Central Eurasian
region are, and would prefer to remain, distinct in many respects
from their Middle Eastern, European, and Asian neighbors.
To be sure, the countries of the region share many common cultural,
economic, and political features. The five former Soviet republics
of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan
lie adjacent to one another and have long traditions of close
cooperation, but frequently find themselves at odds with one another
over such issues as water, energy, transportation and relations
with the Great Powers. Across the Caspian Sea, the Caucasus states
of Armenia, Azerbaijan, and Georgia have close historical linkages
with the other former Soviet Central Asian countries and with
the countries of the Middle East. Afghanistan and Mongolia have
historical linkages with the other Central Eurasian countries
due to Soviet era commercial and cultural relations. Xinjiang
Province of the Peoples Republic of China has historically been
separated politically and economically from the post-Soviet Central
Asian states but has close cultural ties to them, particularly
to Kazakhstan. Some other republics, particularly Bashkortostan
and Tatarstan, both constituent republics of the Russian Federation,
have close cultural, linguistic, and commercial ties to Central
Asia and are usually thought of as being part of a larger Central
Eurasian community. This list is by no means exhaustive; it does
not include everything that should be counted as within Central
Eurasia, nor does it exclude everything that should be left out.
There are reasons to stress commonality within Central Eurasia
and there are reasons to see important areas of difference and
uniqueness among the cultures of the region. Political leaders
and scholars frequently point out that the Central Asian states
possess many common elements. Traditions of language, culture,
practice, and perspective are shared throughout the region. But
there are important differences. No single language is spoken
everywhere in the region. The area is broadly Muslim, yet no single
religious tradition is practiced throughout the region. Moreover,
although all of the states have ancient social traditions, none
of the contemporary states of Central Asia ever existed with its
current borders as an independent state prior to the Soviet period.
The contemporary borders therefore do not have legitimacy gained
through long historical precedent. There are many economic complementarities
in the region, but these are much less important than complementarities
with countries outside the region. International trade, over the
last decade, has tended to overshadow intra-regional trade.
It is an accident of political history that many of the frontiers
of Central Eurasia were defined by the interaction of great foreign
empires. The Russian Empire defined Central Eurasia's northern
boundaries; the eastern boundaries were defined by China; the
western boundaries were defined by the Ottoman empire and Persian
empires; the Durand line forming the southern boundary of the
former USSR was defined by the 19th century confrontation between
Russia and Great Britain. The influence of the external frontiers
of Central Eurasia has been magnified by the passing of time.
Many modern universities in Europe and the Americas until quite
recently continued to conceive of the world in terms of major
geographical regions of Africa, Asia, Europe, the Middle East,
and the former Soviet bloc. These conceptual divisions were merely
abstract. They were replicated in terms of institutional divisions
of departments, centers, and other research programs. Major governments
too divided up the world in terms of these same areas. Central
Eurasian states did not fit well into any of these categories.
As a consequence, the countries of Central Eurasia were relegated
to a secondary status in the often fierce and uncompromising competition
for institutional resources within the western world's complex
bureaucracies.
The collapse of the USSR and the rising tides of globalization
have made it possible to redefine the institutional and conceptual
divisions that we use. The Organization for Security and Cooperation
in Europe has expanded its activities into the Central Eurasian
states, not deterred by the fact that the states are not in "Europe."
Two of the world's most important multilateral lending institutions,
the European Bank for Reconstruction and Development and the Asian
Development Bank, solved the problem of whether the countries
were in Europe or Asia. The banks came to the Solomonic decision
that the countries were in both Europe and Asia. Both regional
development banks started and have maintained active development
programs in the countries throughout the Eurasian region, making
Central Eurasia the only region in the world where two multilateral
development banks simultaneously share mandates.
The Uniqueness of Central Eurasia
The foundation of the scholarly enterprise is the effort to simultaneously
understand a phenomenon in terms of its unique features as well
as its place in more general patterns. Knowledge proceeds on the
basis of developing generalizations that contribute to our common
knowledge in a way that makes it possible for us to understand
and appreciate uniqueness and difference. Modern society, driven
by the homogenizing forces of globalization, commercialization
and conceptual standardization, runs the risk of losing sight
of the individual and the important for the sake of the common
and the general. In the Anglo-Saxon world in particular, the triumphant
role of the English language as the medium of computers, the internet
and the language of international diplomacy, science, and commerce
has reduced the ability of many scholars to appreciate social,
historical and cultural phenomena that only an area studies approach
can adequately comprehend. Many students, quite naturally, seek
to avoid the substantial time and energy that language and detailed
area study require.
In the end, the scholarly community appreciates that there are
no shortcuts to understanding. I think that this explains the
excitement that the establishment of the Central Eurasian Studies
Society has generated. It is a testimony to the fact that many
scholars, particularly younger scholars, appreciate the intrinsic
importance of understanding peoples in the full historical and
cultural context in which they live. There may also be another
factor at play here. Many scholars of Central Eurasia, both citizens
of the region and citizens of other countries, from a broad range
of disciplines including the arts, humanities, sciences, social
sciences and policy sciences, have found themselves influenced
by a special regard for the peoples, cultures, history, and promise
of the region. I think that it is accurate to say that many scholars
of Central Eurasia consider their work to be driven by considerations
higher than mere vocation they are studying Central Eurasia out
of a sense of what can only be described as respect and affection
for the peoples of the region.
It is natural that some beginning scholars feel a certain amount
of trepidation at the prospect of the great commitment that an
area approach demands. Language, history, and culture are not
cursory undertakings they require a substantial commitment of
a scholars time, energy and dedication. In todays highly competitive
academic world there will always be detractors for any approach
or orientation that does not seem to offer quick solutions and
early bottom line returns. The desire for easy knowledge and instant
expertise has led some scholars in the past to criticize area
studies approaches as too eclectic, too contextual, and too descriptive
to be systematic and fully scientific. Yet such superficial criticism
is increasingly being overcome by the urgency of understanding
the world in truly empirical terms, that is, in a way that does
justice to reality rather than to the preconceived notions of
the researcher.
Geography has always been a dominant feature of Central Eurasia.
Central Eurasia has been defined by mountain and plain. At the
center of Central Eurasia was the Pamir Knot, the great confluence
of mountains that linked Central Eurasias five great outward radiating
ranges the Himalayas extending southeast; the Karakorum extending
southeast; the Hindu Kush extending southwest; the Tian Shan extending
northeast; and the Kunlun Shan extending east. The snows and glaciers
of these mountains fed the rivers and valleys below. The mountains
also fed the groundwater reservoirs that sustained the regions
desert oases. The livelihoods of Central Eurasias nomads, pastoralists,
agriculturalists, and traders have always been shaped by the regions
geography. In turn, the livelihoods have shaped the culture of
the peoples of Central Eurasia. Culture refers to a peoples way
of life, especially the general practices, customs, attitudes,
and beliefs of a people. Culture is the distilled experience of
the past, the wisdom of passed generations. Culture is multifaceted,
malleable, and evolving. There is no single, comprehensive list
of all critical aspects of culture. Understanding culture requires
understanding it in its full complexity. Only an area studies
approach can make it possible to understand Central Eurasia in
its own terms. The Central Eurasian Studies Society has a role
to play in making it possible for the rest of the world to appreciate
the uniqueness of Central Eurasia.
The Shape of Things to Come
What is Central Eurasia in the fast changing world? It is probably
fair to say that the definition of Central Eurasia is evolving.
It is the job of the scholar to seek to understand, interpret,
and pass on knowledge about what people value and create, how
they behave, and how they interact with one another and with the
natural environment around them. It is perhaps a bit presumptuous
to assert that it is the job of the scholar to define Central
Eurasia. The world may offer us definitions that we as scholars
find less than satisfactory. Reason does not always determine
the course of human affairs. But the Central Eurasian Studies
Society has an important contribution to make. Many, perhaps most,
ideas of politicians and government officials are little more
than the shadows of concepts and ideas that were learned in classroom
lectures and discussions many years before.
Particularly after September 11, many national governments began
revising their thinking in terms of Central Eurasia as a region
of strategic importance. Caspian oil and gas resources obviously
play an important role in such reassessments. In a development
that would have seemed implausible just a few years ago, American
troops are stationed at Gansi airbase in Bishkek, Kyrgyzstan,
cooperating in anti-terrorist activities with Russian Federation
troops stationed at the Kant airbase just a few miles away. In
deference to the importance of understanding Central Eurasia in
its own terms, many major American universities have recently
started research programs devoted to the region. We as scholars
can serve our discipline best by taking advantage of the new-found
importance of the region by incessantly pressing forward in our
own institutions and countries with new proposals for programs,
projects, and studies developed with an area approach. We must
continue to impress upon administrators, politicians, and our
colleagues the importance of Central Eurasia.
In his address in the inaugural issue of CESR, John Schoeberlein
raised the issue of the definition of Central Eurasia by leaving
the demarcation of the region open to the energies and intelligence
of the scholars who labor in the field. John argued, any region
and especially one which is situated amidst so many others, as
Central Eurasia is requires connections and comparisons in many
directions. Following that advice, it is important that Central
Eurasianists both those who live in the region and those who live
in other parts of the world work collaboratively with our scholarly
colleagues in Asian, Middle Eastern, and Slavic studies to define
the frontiers of our area in a way that does justice to the centrality
of Central Eurasia.
Professor Gleason and the editors of CESR invite reader response.
Is there a definition, or set of definitions, of Central Eurasia
that CESS should promote?
[Contents]
Research Reports and Briefs
Reports
Current Issues in the Study of Traditional Dwelling Space of
Mongol-speaking People
Marina Sodnompilova, Culture and Art Studies Department,
Institute of Mongolian, Buddhist and Tibetan Studies, Siberian
Branch of the Russian Academy of Science, Ulan Ude, Republic of
Buryatia, Russia, tscrynn imbitsrv.bsc.buryatia.ru
In 1999 I started a project studying the residential complexes
of the Buryat people, the Mongol-speaking group settled in southern
Siberia. The study was conducted at and funded by the Institute
of Mongolian, Buddhist and Tibetan Studies, Siberian Branch of
the Russian Academy of Science. This study covers eleven regions
of the Buryat Republic and Ust-Orda Buryat Autonomous Region.
The data were collected through interviews, observation, and participation
in rituals and household activities, and through the study of
folklore materials, myths, and archeological data. Approximately
10-15 residents were interviewed in each village. Usually this
group contained only one to three respondents with very deep knowledge
of their traditions and customs, who would be interviewed and
observed in greater depth. During one summer field trip a total
of 250 people were interviewed. The main objects of study were
rituals relating to residency, as well as life cycle rituals such
as weddings, childbirth, and funerals. They were videotaped and
sketched. Special attention was paid to the placement of items
inside yurts and the arrangement of decorations according to the
rules of internal house zoning. The purpose of the study was to
identify the way the different Buryat groups' social structures
are represented in their traditional housing.
The traditional approach to the study of dwelling space is to
focus on material culture. This ignores numerous other aspects,
such as the spiritual content of the house, the image of the house
in the traditional interpretation of the world, the symbolic organization
of its interior space, housing in the context of ritual and mythological
activities, and the connection between the house and social organization.
The study of the non-utilitarian aspects of this cultural phenomenon
leads to the solution of important theoretical problems, such
as how human beings organize and develop their surroundings and
how their surroundings orient them socially. This approach also
has psychological and behavioral aspects in its focus on the contradiction
between the internal and external, where human understanding of
external space is contrasted with their view of themselves as
beings protected by the walls of their own microspace, that is,
their house.
The study of housing structure is an important development in
the study of dwelling space. The traditional house of Mongol-speaking
people consists of horizontal and vertical systems that organize
the space inside a house. The horizontal and vertical space inside
the yurt is divided by lines running through the sacred center
(the fireplace), with one line separating the entrance and the
rear (khoimor) sections, and another the right and left
parts. The study of space inside a house provides a map of social
space (Leach 2001:66), which in this case plots social divisions
based on age (front to back) and gender (left and right). The
family has a structure and this structure is communicated in the
social context of the house, giving the house a function in enacting
social distinctions.
The gender-dividing function of the internal space of the house
is accompanied by a specific order in the positioning and usage
of household items. In particular, this refers to the arrangement
of masculine and feminine items in the traditional yurt. For example,
in the male part of the yurt are items such as gear associated
with hunting and horses, and the ongon, a religious object
that women, especially non-kin, are not allowed to touch. In the
female part of the yurt one can find household items such as kitchen
utensils, hides, grindstones, and so on. In the khoimor
section there is an altar on either side of which are chests.
The chest of the right side stores the masculine items and the
chest of the left side stores the feminine items.
The social distinction function of the house is also expressed
through the allocation of space to honorable and less honorable
places that indicate ones social status and age. For example,
elderly men occupy the space on the male side, closest to the
khoimor, and the lower a guests social status, the closer
to the door the guest sits. A similar order is observed on the
female side of the house.
The vertical structural planning of the dwelling space is also
important and serves as a determining factor in different systems.
The analysis of the construction elements of the traditional house
reveals a correspondence between the vertical structure of the
yurt, the human body, and the Universe. One brief example from
our data is the decorations of a house, and especially the felted-wool
yurt, which comply with this schema. The lower parts of the yurts
wooden railing are referred to as limbs, the upper ones are called
heads, and the ornaments on the upper part of the door are referred
to as the doors eyes. The objects inside the yurt are placed in
accordance with the rules of the vertical structure and the objects
semiotic status.
The issue of typologizing traditional dwellings of the Mongol-speaking
peoples remains unresolved. Conventional detailed studies mostly
focused on felted wool items, while the wooden many-sided yurt
of the Buryats, the traditional houses of the Northern territories
of the Mongol-speaking people, remain understudied. There are
several aspects that differentiate between the wooden and woolen
yurts differences in the genesis, the structural arrangement of
space, and the performance of an intricate ritual preceding the
construction of a house need to be examined.
In general the data on the typology and structure of the traditional
houses point to numerous issues, both general and specific, related
to the origins of the lexical denotations for different parts
of the house, the correspondence of the spatial parameters of
the house with the parameters of the external world, and the semantics
of house decoration. The grammar of the communicative relations
between people in terms of the contradiction between the inside
and the outside of a house is a promising topic of research. The
next goal of this project is to study the problem of the existence
of traditional cultural forms in the context of Buryat residences
in contemporary conditions. Specifically, I am interested in the
gendered aspect of the organization of space and the meaning and
functions of various spaces within houses.
Reference
Leach, Edmund [Edmund Lich]
2001 Kul'tura i kommunikatsiia:
Logika vzaimosviazii simvolov. Moskva.
[Contents]
Ethnicity and Inequality Among Migrants in the Kyrgyz Republic
Joseph Boots Allen, Ph.D. Candidate, Population Research
Center, University of Texas, Austin, Texas, USA, jballen mail.la.utexas.edu
My research investigates disparities in employment and living
standards among migrants and non-migrants of varying ethnicities
in urban settings in the Kyrgyz Republic. Its design was established
to test the strength of the classic microeconomic approach to
the study of migration, which states that individuals migrate
to develop larger stores of social capital, boost living standards,
and increase chances at greater educational attainment (see Borjas
1987, Chiswick 2000). First I will outline the debate in the migration
literature, then I will summarize information on migration statistics
for Kyrgyzstan, and then I will discuss my recent fieldwork on
this topic.
In the 1990s an emerging body of research began to show that
migrants in the developing world were not necessarily becoming
advantaged by their move from rural areas to cities (Massey 1996).
A study by Brockerhoff and Brennan (1998) with Demographic
and Health Survey (DHS) data from several developing countries
showed infant mortality rates to be higher in urban areas than
rural areas in most cases. What this illustrates is that destination
choice among migrants is extremely complex and that several factors,
not just ones that are socioeconomic in nature, play a role in
determining who migrates and where migrants go. Increasingly among
these new economics theorists (Massey 1998), ethnicity is being
considered a primary factor in migration patterns.
Central Asia is often neglected in debates of ethnic migration
patterns. This is unfortunate, as the region is ethnically diverse
and has been experiencing heavy migration flows since the breakup
of the Soviet Union (Kolstř 1998; Shevtsova 1992). My study concentrates
on the Kyrgyz Republic, a country that contains several ethnic
groups, many of which are concentrated in specific regions and
cities. Migration has been a prominent demographic characteristic
in the Kyrgyz Republic, as in the rest of Central Asia, over the
past decade.
This study integrates census data from 1989 and 1999 with DHS
data from 1997. Substantive data collected from fieldwork has
recently been added. The census data display a classic migration
pattern for a developing country: heavy immigration and internal
migration characterized by rural to urban flight. Analysis of
the census data supports past studies in the region that showed
a decline in the number of Russians, Ukrainians, and other Europeans
in the population due to emigration. Generally, these groups have
been migrating to their respective homelands. This phenomenon
is important to point out as it represents the most crucial form
of brain drain in Central Asia. Russians and other Europeans have
typically been the most educated and highly skilled members of
the population in Central Asian countries. Therefore, there has
been fear that the migration of this segment of the population
could prove a liability to the former states of the Soviet Union
as they attempt to develop their economy and technological base
(Morozova 1993, Kolst 1998).
All rural provinces in the Kyrgyz Republic show population declines
after controlling for natural increase. The capital, Bishkek,
is experiencing a dramatic population increase due directly to
migration. Cross-tabular analyses of the DHS data support these
findings, but also show heavy intra-provincial migration within
the heavily populated, rural, and very poor provinces of Osh and
Jalal-Abad in the south.[1]
DHS data are used to determine the relative advantage of migrants
in comparison to non-migrants and different ethnic groups to each
other. This data set consists of a representative sample of 3,848
women ranging in age from 15-49.[2]
Unemployment and living standards (using a living standards index
derived from World Bank and United Nation Development Program
living standard indicators) are the independent variables. The
three major ethnic groups that are being examined are Slavs (Russians
and Ukrainians), Kyrgyz, and Uzbeks. Slavs, the most advantaged
group within the population, have far lower unemployment rates
and much higher living standards than the Kyrgyz and Uzbeks. Slavic
migrants actually have higher employment rates than Slavic non-migrants.
The Kyrgyz have higher employment rates and living standards than
the Uzbeks, but the rates of the two groups are more similar than
the rates of either group are in comparison to the Slavs. Employment
rates among Kyrgyz and Uzbek migrants are higher than among their
non-migrating counterparts, but their living standards are much
lower.
Regression analyses demonstrate that migrants have living standards
that are, on average, 30 percent lower than non-migrants. After
controlling for education, age, and number of children, living
standards for migrants who settle in urban areas went from 1.491
to 1.372. These coefficients are interpreted as odds ratios and
represent a 12 percent increase in living standards, where the
variable outcome is low standard of living. However, much of this
increase is due to the higher living standards among Slavic migrants
in the Kyrgyz Republic in general and in cities in particular.
The fieldwork used in this study was conducted in July and August
of 2002. Funding was part of the Pre-dissertation Field Research
on Urbanization and Internal Migration in Developing Countries
Fellowship Program provided by the Mellon Foundation. The fellowship
was administered through the Population Research Center, University
of Texas at Austin. I conducted the fieldwork in Kazakhstan, Uzbekistan,
and the Kyrgyz Republic. In the Kyrgyz Republic, I conducted the
majority of my research in the capital of Bishkek and in Issyk-Kul
Province.
My field research involved structured interviews with migration
officials and employers and informal interviews with both migrants
and non-migrants. The interviews confirmed that in terms of internal
migration most population flows are from the underdeveloped southern
part of the Kyrgyz Republic to the more economically advantaged
north. Bishkek is the ultimate destination of migrants, with the
urban centers of Osh and Jalal-Abad in the south acting as transit
points for movement to the capital. This helps explain the internal
movement of Uzbeks within the southern provinces found in the
DHS data analyses. Such a pattern exists in other developing countries,
where ethnically based networks and enclaves allow migrants to
move from rural areas to urban ones within the same province or
other administrative district. Once in those urban settings, migrants
use their ethnically based connections to find better employment
and opportunities in even larger urban settings (such as capitals).
Not all migration flows are going directly to the capital. My
field research found that Issyk-Kul Province is also drawing migrants
due to its relatively stable economy which is based on the tourism
industry active on the northern and eastern shores of Lake Issyk-Kul.[3] This employment, however, is seasonal,
and usually draws Russians and Kyrgyz from Bishkek. Flows from
the south directly to Issyk-Kul Province are minimal at best.
Issyk-Kul Province has traditionally had very few ethnic Uzbeks.
This research supports the predictions of Massey (1996) and the
findings of Brockerhoff and Brennan (1998) and Massey et al. (1998)
on how the migrant experience in cities of the developing world
is changing. Like Massey et al., this study shows the importance
of ethnicity when looking at the changing face of urbanization
and migration in the developing world. Those of Slavic origin,
who have been the most advantaged group in Central Asia, continue
to experience high employment rates and living standards, even
when they migrate. Much of this may be due to their relatively
higher levels of education and work skills. For Slavic migrants
in particular, migration to cities means migrating to a setting
that has been traditionally dominated by Slavs. No doubt the networks
established between migrating and pre-established Slavs give them
an advantage in terms of higher status employment and housing.
Kyrgyz, and especially Uzbek, migrants have much lower employment
rates and living standards than their Slavic counterparts. Uzbek
migration has been concentrated in the south, where Uzbeks have
traditionally settled. The south remains a relatively poor and
underdeveloped part of the country. Thus, their chances of attaining
decent employment and living standards are not great.
I presented the findings of this research at the Seventh Annual
World Conference of the Association for the Study of Nationalities,
Columbia University, New York, April 11-13, 2002. The research
continues and I am focusing what I believe are two weaknesses
of the study thus far. First, I am examining the role that community
(i.e., village and town) and clan-based networks play in internal
migration patterns in the Kyrgyz Republic and Kazakhstan. It has
been suggested by some that these types of networks might be more
important than are broad ethnic ties. Second, I am investigating
more thoroughly the migration process in places like Issyk-Kul
Province and East Kazakhstan Province in Kazakhstan, where the
tourism industry and other rural industries are not only deterring
individuals within those provinces from migrating, but are actually
drawing in migrants, at least on a seasonal basis.
References
Borjas, George J.
1987 Self-Selection and the earnings
of immigrants, American Economics Review, 77: 531-53.
Brockerhoff, Martin, and Ellen Brennen
1998 The poverty of cities in developing
regions, Population and Development Review, 4(1) 75-114.
Cheswick, Barry R.
2000 Are immigrants self selected:
An economic analysis, In: Migration Theory: Talking across
Disciplines, Caroline B. Brettell and James F. Hollifield,
eds., New York: Routledge.
Kolst, Pl
1998 Anticipating demographic superiority:
Kazakh thinking on integration and nation building, Europe-Asia
Studies, 50(1) 51-69.
Massey, Doug S.
1996 The age of extremes: Concentrated
affluence and poverty in the 21st century, Demography,
33(4) 395-412.
1998 Worlds in Motion: Understanding
International Migration at the End of the Millennium. Oxford:
Oxford University Press.
Morozova, G. F.
1993 Vliianie migratsii na formirovanie
rynka truda [The impact of migration on the formation of the labor
market], Sotsiologicheskie issledovaniia, 1993(5) 12-6.
Shevtsova, Lilia.
1992 Post-Soviet emigration today
and tomorrow, International Migration Review, 26(2) 241-257.
Notes
[1]
Batken Province was not considered in the DHS data analysis as
it was not an official administrative district at the time of
the survey (1997).
[2]
DHS data sets are only representative samples of women age 15-49.
They are used primarily to investigate reproductive health and
child health. However, they are very useful for examining other
issues such as conditions among migrants and comparing conditions
among rural vs. urban residents. DHS data was used because it
is one of the few nationally representative independent data sets
for the Kyrgyz Republic.
[3]
These data come from interviews conducted with officials from
the International Organization for Migration, Bishkek, and employers
and workers in the tourism industry in Issyk-Kul Province during
July and August, 2002.
[Contents]
Field Report on Oral and Archival Histories of Collectivization
in Uzbekistan
Russell Zanca, Assistant Professor, Department of Anthropology,
Northeastern Illinois University, Chicago, Illinois, USA, rzanca neiu.edu
Introduction
In Spring of 2002 I worked in Tashkent and Nurota (Navoii Province),
Uzbekistan, on the second year of what will be a four to five
year oral and archival history project on the nature of Stalinist
collectivization as experienced by peasants. My principal colleague,
Dr. Marianne Kamp (University of Wyoming), and I will resume research
starting February, 2003. To our satisfaction, this year we added
members from Uzbekistans Young Scholars Organization (Yosh
Olimalar JamgharmasiYO) to our team, including Drs. Elyor
Karimov and Komil Kalonov. Kalonov worked with me in interviewing
14 elders of the semidesert and mountainous district of Nurota.
We spent eight days traveling throughout this district long famed
for pastoralism and Qarakl sheep production, gaining a sense of
what the impact of collectivized agriculture and pastoralism meant
to the lives of the interviewees and what kinds of key events
or social processes they seemed able to recall. Working with contacts
and local residents, we visited the elders in their homes and
asked permission to discuss the topics covered by our questionnaire.
Kamp and I developed the idea to gather oral histories back in
1999-2000, and we began proposing the project to funders in late
2000. Kamp had worked in Namangan earlier, doing research that
involved interviewing elders, and I had carried out my own research
on villages in Namangan. Although we were aware of the multitude
of Soviet sources on collectivization in Uzbekistan and have since
deepened our knowledge of this literature, we thought it was important
to examine collectivization in Central Asia, as Western scholars
have already been doing in Russia and Ukraine. We knew from the
outset that we would have an enormous amount of work to do with
the archival materials alone, but we also vetted the idea of finding
witnesses, hoping that if we could find those who were still mentally
competent we then would be able to present eyewitness evidence
that had never been recorded or memorialized.
Methods and Strategies
The process of conducting this research has been marked by challenges,
not just in the research process, but from our colleagues, both
in the U.S. and in Uzbekistan. We knew that if we were to do this
research thoroughly, we would need at least three years of fieldwork
and archival collection, and we also knew that once we began to
interview we would have to return to Uzbekistan often because
our aged informants might not live much longer. Furthermore, we
would need to carry out the research over this length of time
because we would want to work in different areas that reflect
the countrys ethnolinguistic and economic differences (i.e., cotton
farming as opposed to sheep pastoralism). This is why we situated
ourselves in the Ferghana valley in 2001 and in Navoii in 2002.
We plan to visit Khorezm and Karakalpakistan this spring, and
to conduct interviews in 2004 in at least two other areas of Uzbekistan.
In 2002 I received grants from both IREX and my home institution,
Northeastern Illinois University, obtaining a short-term grant
in the case of the former and whats known as a core research grant
in the latter. Happily, Kamp and I were awarded a two-year research
grant last August by NCEEER (National Council for Eurasian and
East European Research) to complete the research portion of the
project.
We understood from colleagues who were critical of our approach
that this project would not be without its problems, even if we
could find witnesses to the period. The two prominent warnings
were: 1) people would no longer be cognitively competent and 2)
they might not feel at ease speaking to Americans about this eventful
period in their lives. In spite of these concerns our actual fieldwork
has gone rather smoothly thanks to the assistance of local colleagues
and others. For example, in Nurota we were fortunate to have the
services of a driver who, while neither an academic nor an intellectual,
demonstrated an intuitive grasp of our mission. This made him
a fine asset in explaining the nature of our aims to local officials
and ordinary folk. The importance of our local contacts cannot
be emphasized enough, for these are the people who know where
potential interviewees are, know interviewees particular characters,
unique personal histories, etc., and they are able to work as
terrific facilitators, enabling informants to understand why we
want to interview them and smoothing out linguistic difficulties.
Having undertaken fieldwork in Uzbekistan over the course of
ten years, I can say that ordinary people seem to be slightly
but steadily freer in the way they interact with and speak to
Americans, even as local and provincial authorities help to bolster
the states authoritarian outlook on life that brooks little dissent
and tolerates only the barest of openness. Also, scholarship and
intellectual life continue to be vibrant in Uzbekistan despite
bossy ideological proclamations from on high.
Shortcomings and Misgivings
While our Western colleagues have challenged our methods on pragmatic
terms, our Uzbekistani colleagues have confronted us with substantial
philosophical issues. Kalonov and I discussed whether or not the
people we interviewed and worked with felt that the ideas and
questions of the project were worthwhile. However, several people
suggested that such interviews were necessary so that contemporary
young people and coming generations would have a better understanding
of what had happened to their forebears. Back in Tashkent, colleagues
from YO and I conducted scientific discussion sessions both at
YO headquarters and at the History Institute to investigate responses
to our findings and ideas.
These discussions were animated and very useful to me because
I gained an understanding that I had really never had from nearly
a decades worth of previous social science work in Central Asia.
Now my work and involvement with these scholars was a part of
other peoples sense of their own past, and the reconstruction
of collectivization history must take into account many facets
of local life that were tinged by far more gray than black and
white distinctions. Simply put, this second round of collectivization
research reinforced my commitment to a methodology that embraces
cross-cultural collegiality. At the History Institute in Tashkent,
for example, senior scholars cautioned us to be careful about
the very nature of our questions because one might run the risk
of predisposing informants to portray collectivization positively.
One person asked if I myself didnt have a neo-communist position
in claiming that most of the interviewees looked upon the vicissitudes
of collectivization positively. I was more than a little surprised
by this allegation, but I calmly explained that in no way was
I conducting interviews mainly to provide evidence for one ideological
persuasion or another. In general I take the challenges very seriously,
and I really think they will serve our writing well.
I have spent a long time wondering if this project really has
value based solely on the practice of interviewing and talking
to witnesses to collectivization. The intrinsic worthiness of
dragging these peoples memories back from buried vaults of consciousness
in their senescence doesnt always seem so transparent to me. The
value of the interviews has to be tempered by both a cross-disciplinary
theoretical perspective and a comparative effort that examines
other works framing social histories of collectivization. We are
always rethinking and reassessing the kinds of questions that
we ask, although we think it is nearly impossible to anticipate
all the ways biases may be built into questions or how a particular
question is going to be received.[1]
We know that however many interviews we manage to record and
however many patterns in thought about the period we are able
to discern, we will still be inscribing a fragment of meaning
in the entire appraisal of collectivization in Uzbekistan. Operating
from a dictum that all truths and histories are partial, and that
the relating of the past changes as time passes, I feel that I
am left needing to reiterate the overall usefulness or good of
the work. The point is that ethnographic methods not only give
us the opportunity to try to represent those who have never had
a chance to recount their recollections, but also help us see
and feel what conditions of existence may have been like based
on the settings we enter today. Surroundings, terrain, resources,
and living conditions at present provide a window to the past,
since our informants physically demonstrate how the present is
like and unlike the past. This knowledge cannot be gained from
the primary and secondary sources now available. Thus, weaknesses
of our oral history project notwithstanding, I am sure that the
greatest benefit of our research will have little to do with showing
that a representative sample of collectivization survivors in
Uzbekistan, for example, favored or disavowed Stalinist collectivization.
Rather, it will be that we acted upon the realization that a major
source of information on the collectivization period had been
largely neglected and should to be tapped to make collectivization
history more multifaceted and complete.
Ultimate Goals
In addition to the obvious business of churning out articles,
we are hoping to write a pathbreaking book. Equally important
to the project will be success in forging collegiality that will
set a new and exciting tone for cross-national research between
Americans and Uzbeks. We think that we are on that path right
now, and that we have the support and commitment to research from
those whose guidance we seek as they benefit from our ability
to entertain new approaches to anthropology and history and provide
funding to continue Uzbekistans tradition of scholarship. I am
speaking here precisely about the History Institute and YO.
Collectivization is a branch of Uzbekistani historical scholarship
now up for major revision as its Soviet manifestation is re-examined.
While there have been zealous attempts to paint the Soviet period
with a broad black brush, the last few years have seen some serious
and important reevaluations of collectivization. Here I would
include recent essays by Alimova and Golovanov (2000), Germanov
(2000), and Karimov, ed. (2001). While such essays are not completely
about collectivization, they all deal with it in novel and nuanced
ways that we would not have seen even as recently as ten years
ago. It is in this new investigative and broad-minded spirit that
we hope to make a substantial contribution to collectivization
that benefits people in Uzbekistan as much as it will benefit
Western scholarship.
References
Alimova, D. A. and Golovanov, A. A.
2000 zbekiston mustabid sovet
tzimi davrida: sisii va mafkuravii tazĭiq oqibatlari.
Tashkent: zbekiston.
Germanov, V. A.
2000 Istoriia Turkestana v usloviiakh
politicheskogo terrora 20-30-kh godov. Tashkent: Uzbekiston.
Karimov, Naim, ed.
2001 Khalq khotirasi oldida
bosh egamiz. Tashkent: Sharq.
Notes
[1]
As an example, one scholar whom I greatly admire and respect suggested
that our question concerning the arrival of European-style shoes
and clothing may be leading informants to think that such things
were necessarily good and progressive, and therefore the informants
themselves were being led to see such aspects of collectivization
(as a new way of life) as positive. Naturally, he may be on to
something; however, we have had informants tell us point blank
what they liked and did not like. One elder said, I never could
stand socks and I dont wear them to this day. He then removed
a worn overshoe to show us his bare foot.
[Contents]
Reviews and Abstracts
Book Reviews
Stephane A. Dudoignon and Komatsu Hisao, eds. Islam in
Politics in Russia and Central Asia (Early Eighteenth to Late
Twentieth Centuries). London: Kegan Paul International,
2001, 375 pp. ISBN: 0710307675.
Reviewed by: Suchandana Chatterjee, Maulana Abul Kalam
Azad Institute of Asian Studies, Kolkata, India, suchandanachatterjee hotmail.com
The world of Islam continues to be a focal point of study for
scholars who are keen to observe the variety of social and political
trends in Central Eurasia. In the post-Soviet period there is
an emphasis on the cultural attributes of Islam and discussions
revolve around Islam as a way of life, the social origins of the
Islamic community, and diversity within Islam. Though there is
considerable interest in the politicization of Islam in Central
Asia, there is hardly any focus on Central Eurasia as a frontier
of Islamic Area Studies. Also, research on the intellectual history
of the Muslim communities of the Russian Empire, the USSR and
post-Soviet Central Asia and the evolution of Muslim politics
in the past three decades is very rare. Islam in Politics in
Russia and Central Asia (Early Eighteenth to Twentieth Centuries),
jointly edited by Stphane Dudoignon and Komatsu Hisao, and the
product of a colloquium organized by the Islamic Area Studies
group of the University of Tokyo in October of 1999, tries to
fill this gap in research about Muslim communities who have played
a significant role in imperial Russian, Soviet and Central Asian
politics. The book brings to light the evolution of Muslim politics
under non-Muslim domination in Central Asia and Russia. Authors
have drawn attention to the twin phenomena of co-optation and
subordination of Muslim elements in Central Eurasia. The book
also deals with the current situation, in which the Muslims have
been thrown into the vortex of international politics.
However, there is not an overemphasis on the significance of
religion in Central Asian politics. As pointed out by the editors
in the preface, contributors have tried to reverse stereotyped
explanations about the relationship between religion and politics.
In the process it becomes possible to pinpoint the attributes
of a Muslim community. It is also interesting to read about social
relationships between members of the community, the internal contradictions
within that community, assertion of identities centered around
various social groups (like the Tatar merchant class of Kazan),
and the spatial development of an administrative division (municipality).
The book is divided into four parts. In the first three parts
the authors have dealt with (a) the evolution of Muslim intellectual
history from the late eighteenth century to the contemporary period,
(b) the working of a community identity within the State and (c)
intellectual activity in and around Central Asia. The creation
of an urban mentalit through institutions and informal
associations is discussed. There is an analysis of the world of
Islam the faith, social structures (communities), the literati
(udaba) and the clergy (ulema). Christian Noack
and Ramil Khayrutddinov strongly criticize the hypothesis that
Muslim society is impervious to outside influence and bars intellectuals
and leaders from the decision-making process. To supplement their
argument they have shown how in 19th century imperial Russia,
particularly in the Governor Generalship of Kazan, considerable
local authority rested in the hands of the Volga Tatars. The evolution
of the Tatar ratusha as a municipal body is an example
of this phenomenon. The ratusha evolved as an organ of
local self-government and was largely managed by the Tatar merchants.
Noack explores the ways in which informal arrangements within
the framework of an empire resulted in the integration of Muslim
learned men. Noacks work is an addition to earlier accounts by
Michael Kemper and Allen J. Frank about the role of Tatar Muslim
traders in the business transactions of the Russian state.
Dudoignons article on the development of strains within the Muslim
religious community in late Imperial Russia deserves attention.
In a comprehensive and rare treatment of zakat as a form
of institutionalized property, Dudoignon shows how the collection
of zakat solidified the umma and strengthened community
identity. Muslim institutionalized property (zakat, waqf)
was the principal means of exercising spiritual control over the
members of the society. This control, however, degenerated with
time. Dudoignon shows how, despite such control, cleavages appeared
among various sections of the Muslim community (bais, ulema,
muallims, imams, etc.). Dissension also arose within
Jadidist ranks. Dudoignons analysis of divisive trends
within the Muslim ulema and udaba reinvigorates
the discussion about Jadid reformism and indicates the
limitations in the study of Jadidism. According to him,
the Jadidist discourse ignored the existence of internal
divisions within Jadid circles and the emergence of new
trends that produced fissures within the Islamic hierarchy. One
such trend was the penetration of private capital and its concentration
in the hands of the imams, which produced cracks within
the ulema. The reformers did not like the accumulation
of private fortunes by the clergy, and this became the subject
of their criticism of religious leaders. Dudoignons article sharply
brings to light debates concerning the diminishing importance
of Muslim institutionalized property and the overriding significance
of private capital that restructured the Muslim community. Discussions
surrounding the ideological conflict between the Jadid
intelligentsia and the ulema were also reflected in the
critical press of Ufa, Orenburg and Kazan. Studies of the local
press indicate the vibrant mentalit of the intellectuals
of Central Eurasia.
Community identity was articulated through mass movements (as
in the case of the Kazakhs and the Alash movement of 1916) and
demands for independence (as in the case of the Uzbeks as expressed
by the Bukharan premier Faizullah Khojaev). Obiya Chika is concerned
with Khojaevs intentions as Bukharan premier after the Bukharan
Revolution of 1920. For her an understanding of the Uzbek identity
of Khojaev is crucial because it finally determined his decisions
about the delimitation of the Uzbek state in 1924. Such decisions
marginalized the Tajiks in the decision-making process of the
Young Bukharan Republic. Such analysis is very useful in understanding
the present Uzbek nationalist urge to valorize Faizullah Khojaev
as the national hero of Uzbekistan. Also, from Obiyas article
one gets the impression that Khojaev was solely concerned with
Bukharas independence. However, there is not enough evidence during
1920-24 to substantiate that argument. Bukharan issues lost prominence
the moment the Uzbek SSR was created in 1924. Khojaev was the
man responsible for it, and Obiya seems to ignore this. The articles
of Thierry Zarcone and Shinmen Yasushi touch upon lesser-known
aspects of Eastern Turkestan. The strong chord of unity among
the Sufi shaykhs of Ferghana, Qashghar and Khotan during
the 1930s and 1940s points to the religious linkages between the
nomadic and sedentary regions of Central Asia. Such analyses differ
greatly from views about regionalism and sentiment that lack an
understanding of the symbiotic relationship between the nomads
and the sedentary population.
Istanbul as the cradle of Central Asian intellectualism acquires
prominence in Komatsus article. Renowned as a specialist for his
research on Fitrat, Komatsu carries his specialization further
by highlighting Munazara [Debate], Fitrats mouthpiece in
Istanbul. In his article Komatsu reasserts his argument about
the development of group identity among Young Bukharan Jadid
intellectuals who tried to build networks through correspondence
and informal gatherings. The author describes the ways in which
Fitrat, the leading member of this group, organized his reading
circle for the Ottoman journal Sirat-ul-Mustaqim in Istanbul.
The advent of new consciousness is the subject of Naim Karimovs
article on 20th century Uzbek literature. The article attempts
to look into the ways in which Uzbek literature was represented
by educated reformers. From Fitrat to Abdullah Qadiry, pre-Soviet
and post-Soviet generations of Uzbek litterateurs have been engaged
in writing satires that caricature various aspects of religious
orthodoxy. This article seems to be a tribute to the pre-Soviet
Jadidist heritage. Abdullah Qadiry is considered to have
belonged to that lineage. In Karimovs article attention is drawn
to less publicized journals like Xudosizlar and Mustum
as much as to popular poetry and the plays of writers who were
once purged as dogmatists during the Soviet period.
Despite serious concern about re-Islamization in Central Asia,
Bakhtiyar Babadjanov and Muzaffar Kamilov reflect upon the need
to rehabilitate theologians like Muhammadjan Hindustani. Greatly
respected and rehabilitated as a religious figure during the post-Stalinist
period, Hindustani and traditionalists like him found their status
as intellectuals who were educated in centers of Islamic learning
in Tajikistan, Kyrgyzstan, Kazakhstan, Afghanistan and the Indian
part of the Kashmir valley, and later spread contacts in the entire
region. Therefore, the co-optation of religious figures that we
see in Central Asia today is not an entirely new phenomenon. The
Soviets practiced it in the 1960s and the present Central Asian
governments (like Tajikistan) are doing the same in the post-Civil
War period. Hindustanis charisma is comparable to that of Qazi
Akbar Turajonzoda, argues the Tajik scholar Parviz Mullajanov.
Despite their charisma, such personalities have not been able
to unify their followers. There has been a schism within the ranks
of the umma. In a case study, Mullajanov indicates that
there were fissures within the Islamist movement in Tajikistan.
As time passed, the young mullahs wavered and reoriented
their ideology according to the fluid political situation in the
republic. Such arguments point to the cracks within the Islamic
movement, and also to the myth concerning the potency of an Islamic
threat in Tajikistan.
Part Four of the book deals with the issue of the re-Islamization
of Central Eurasia. Discussions revolve round both religious and
cultural aspects of revival. There is an interesting observation
by Aleksei Malashenko that younger generations of Muslims in the
Russian Federation are inclined towards spiritual reincarnation.
As a result of their identification with common religious traditions
and customs, Muslim youth in Russia are able to cohere as members
of an ethnic group. Malashenkos argument therefore is that there
is a very fine thread of distinction between religious revivalists
and cultural revivalists. Muslims in Russias north, the North
Caucasus, the Volga region, the Urals and Siberia identify themselves
as members of the Islamic umma. In other areas, the younger
generations of Muslims are more conscious of their cultural and
nationalist identity. Similar distinctions can also be made between
official Islam and parallel Islam. Rafyq Muhammatshin expresses
the States renewed interest in the subject of parallel Islam,
symbolized by Tengrism in Tatarstan that signifies the
relationship between man and his environment.
Sometimes revivalism leads to social strains. This, according
to Irina Kostyukova, was particularly observed in southern Kyrgyzstan,
where the traditional nomadic-pastoralist aul-based community
structure disintegrated after Soviet dissolution. In the post-Soviet
period, economic hardships have resulted in a struggle for survival
that led to the fragmentation of the Kyrgyz clan structure. Three
distinct social groups with varied interests emerged. These social
groups are villagers, city dwellers, and a marginalized group
of urban migrants who moved to the cities in search of livelihood
and have consistently faced the challenge of the Russian-educated
intellectual class. To withstand this challenge Kyrgyz intellectuals
have suggested spiritual reincarnation as a way of societal progress.
From 1998 onwards, migrants and settlers have increasingly associated
themselves with the past. Such responses indicate the transformation
of the Kyrgyz mentalit. The trend of spiritualism has affected
social relations in southern Kyrgyzstan. Competition for better
living between new groups of migrants and older generations of
settlers has disturbed the ethos of community based on kinship
ties. In the northern and central regions however, such ties remain
intact and continue to influence power structures in the republic.
Such divergent trends account for regionalism in Kyrgyzstan, as
well as in the neighboring republic of Tajikistan.
John Schoeberleins account of the Ferghana Valley as the cockpit
of insurgency in Central Asia indicates the paranoia about Islamic
revivalism. He shows how the attitude of the Central Asian governments
towards Islamic radicalism has evolved with time.
This is a useful book due to its analysis of Muslim intellectual
traditions in Russia and Central Asia. Discussions about the evolution
of Muslim politics and the role of Muslim institutions in generating
a feeling of community offer a rare insight into the world of
tradition. Such an approach leads to fresh insights about re-Islamization.
[Contents]
Mark R. Beissinger, Nationalist Mobilization
and the Collapse of the Soviet State. Cambridge, Eng.:
Cambridge University Press, 2002. ISBN: 0521806704, 052100148
X (pb).
Reviewed by: Kathleen E. Smith, Adjunct Professor, Department
of Government, Georgetown University, Washington, D.C., USA, kes8 georgetown.edu
Mark Beissinger tackles one of the central failures of social
scientists in recent years, the failure to anticipate the demise
of the Soviet Union. In explaining how the once seemingly impossible
disintegration of the centralized Soviet state became a foregone
conclusion, Beissinger draws our attention to the role of agency
in the form of nationalist mobilization. He employs event analysis
to break nationalist mobilization into distinct factors of structure
and agency. He then demonstrates how in times of condensed activity
one can see the impact of action itself on structure. Beissinger
uses the framing metaphor of tides to capture the dynamic of nationalisms
growth in the late 1980s and early 1990s.
Beissinger bases his study on a massive database of 6,663 protest
demonstrations of over 100 participants and 2,177 mass violent
events between 1987 and 1992. He and his research assistants compiled
this data primarily by mining 150 different news sources covering
the time span in question. The large compilation of events and
their careful classification provide Beissinger with the grist
for extensive statistical analysis of waves of mobilization and
the effects of structural factors, most notably population density,
ethnofederal status, degree of linguistic assimilation, and urbanization.
Beissinger offers a persuasive account and innovative theory
regarding the tidal aspects of nationalism in the former USSR.
He shows how events built upon each other across ethnic boundaries.
In this regard, he offers a fascinating picture of the influence
of early mobilization in the Baltics and the Caucasus. For those
readers interested in Central Asian nationalism, Beissinger devotes
equally close attention to opportunities for activism that went
unrealized. In particular, he discusses the diffusion of nationalist
mobilization in Uzbekistan.
This erudite and sophisticated study of the late Soviet period
will be of the most interest to those who study nationalism. It
offers both a novel approach to the topic of nationalism based
on a close reading of major theorists and a huge quantity of data
on the former Soviet republics. I offer up only two caveats to
readers. For those who want insight into what Beissinger aptly
labels the spectaclelike quality of protests that makes [them]
important site[s] of cultural transaction at which national identities
are potentially formed (p. 22), this is not a book that conveys
a vivid sense of what these demonstrations were like. Although
Beissinger quotes moving eyewitness testimony to describe episodes
of mass violence, he never attempts to capture what these demonstrations
looked and felt like.
Second, the database at the empirical heart of this study is
compromised somewhat by its almost exclusive reliance on Russian
and English language media and by the authors apparent lack of
consideration of the spotty, politicized and contradictory nature
of reporting on demonstrations. Hence, based on three different
press accounts, Beissinger refers to one demonstration as having
consisted of three thousand to ten thousand people (p. 387) a
rather significant difference! Media reports not only differ drastically
in their estimates of the size of protests, they also in my experience
usually offer up only a sampling of slogans witnessed. This partial
coverage means that the presence of a few nationalist flags and
slogans may skew classification of a demonstration that was largely
about a non-nationalist issue.
[Contents]
Ronald Grigor Suny and Terry Martin (eds.), A State of
Nations: Empire and Nation-Making in the Age of Lenin and Stalin.
Oxford, Oxford University Press, 2001. xii + 307 pp., map, index.
ISBN: 0195144228, 0195144236 (pb).
Reviewed by: Richard Sakwa, Professor of International
Relations, Head of the Department, Politics and International
Relations, University of Kent, Canterbury, United Kingdom, r.sakwa ukc.ac.uk
This collection of articles makes a fundamentally important contribution
to our understanding of early Soviet nationality politics. It
offers a series of studies acting as windows on the complex reality
that the Bolsheviks faced, while at the same time all the studies
demonstrate that Bolshevik policies themselves evolved and adapted
to new perceptions of reality and the changing circumstances.
Certain basic principles persisted, however, and the way that
the interrelationship between the modernizing ideology and the
realities of a multinational country changed is at the heart of
the studies presented in this volume. The work in effect renders
redundant earlier simplistic portrayals of Bolshevik policy as
a given rather than being rooted in historical legacies and evolving
discursive frameworks. One puts down this book having learned
a lot, and not just facts but a number of different ways of seeing
certain problems.
The tone is set in the introduction by Suny and Martin, where
they explore the implications of the historiographical shift from
interest in studying the politics of class to multifarious investigations
of the idea of the nation and problems of political and national
identity. In addition, the emphasis in Soviet studies has shifted
from Russocentric analysis to a broader understanding of the Soviet
Union as a multiethnic state. The very notion of Russianness itself
is being rethought. In this connection the authors argue that
an inflexible understanding of the USSR as an imperial power does
not begin to do justice to the complex relationship between the
peoples that made it up, and between the peoples and the authorities.
A further dialectic is that between communism and nationalism,
and at the same time problems of economic and national development
interacted sometimes in surprising ways.
The question of empire is addressed directly by Suny in his chapter.
Drawing on the work of Mark Beissinger, Suny notes the shifting
normative value attached to the concept of empire. When successful,
people seek to be associated with it, but when crisis hits nations
they disassociate themselves faster than rats from a sinking ship!
Sunys essay is an outstanding study of the ambiguity of the relationship
between center and periphery in multinational states. Clearly,
if the concept of empire is ambiguous then so is the notion of
decolonization as the many peoples of Russia are today discovering.
Martins chapter provides a concise summary of his arguments in
his earlier book on the Soviet Union as an affirmative action
empire. His work is a powerful corrective to those who have seen
the Soviet Union as little more than a Russian empire in red workers
clothes. Martin stresses that the affirmative action empire continued
right through to the end of Stalins rule despite Stalins destruction
of native elites and repudiation of many of the principles of
korenizatsiia.
Other essays offer wide-ranging evaluation of aspects of nationality
politics during the revolution and later. It is particularly welcome
that some of the authors are new to the field, with some of the
work presented here coming straight out of archive-based doctoral
research. Joshua Sanborn discusses the process of nation building
in Russia between 1905 and 1925, where he notes that from 1914
a sense of Russia as a nation began to override traditional patrimonial
and exclusive representations of the state. A national identity
was gradually born that moved beyond traditional autocratic values.
As he puts it, the nation-state eclipsed the police state (p. 95).
Peter Holquist looks at the role of population statistics and
the politics of managing national groups. His study is a marvelous
example of how technocracy in the twentieth century undermined
democracy. Peoples were managed by numbers, and often as a result
killed in great numbers. Population statistics were far from neutral
and were used to manage interethnic relations.
Adeeb Khalid examines the politics of Jadidism (reform
Islam) in Central Asia during the revolution. He notes above all
the shifting role of reform Islam, sometimes for Moscow and sometimes
against. More than this, Jadidists in Central Asia at first
looked to the West as a source of inspiration, but the First World
War, the collapse of the Ottoman empire and the imperial pretensions
of Britain and France in the Moslem world turned many in the region
towards anti-imperialistic positions, a shift swiftly exploited
by the Bolsheviks.
Daniel E. Schafers work on the birth of the republic of Bashkortostan
during the revolution is a fascinating study of nation-building
on the Volga. Lenins decision to create and support a separate
Bashkir republic repudiated earlier commitments to create a united
Tatar-Bashkir republic. That decision in 1919/1920 still has important
legacies today, despite some attempts to recreate the ideal of
Idel-Ural, a Tatar-dominated Volga-Ural republic.
Douglas Northrop shifts our attention to the question of gender,
empire and Uzbek identity. This is a sensitive study of changing
womens attitudes towards the Bolsheviks from the perspective of
women themselves. Matt Payne looks at the tensions between Russian
and Kazakh workers building the Turksib Railway, connecting Novosibirsk
with Tashkent, during the first five year plan (1928-1932). The
affirmative action policies pursued by the Bolsheviks, particularly
in employment practices, provoked a backlash among Russian workers
that sometimes took violent forms.
A fascinating chapter by Peter A. Blitstein on Russian instruction
in Soviet Russian schools between 1938 and 1953 demonstrates Stalins
continued commitment to the concept of the affirmative action
empire, even as he destroyed native elites and sponsored greater
Russian-language teaching. Stalin insisted that non-Russians should
retain the right to be instructed in their own language, although
at the same time he still urged the practical need for non-Russians
to learn Russian. The dialectic between nation-building and Russification
is far more complex than is often portrayed.
The final chapter by David Brandenberger looks towards the future
by examining debates within the historical profession during the
Second World War. These debates assessing Russias pre-Soviet past
(whether there was something progressive in Russian imperial expansion),
and in particular the history of the Kazakh Soviet Socialist Republic
revealed tension between internationalists and attempts to nationalize
history. Was the colonization of Kazahkstan a lesser evil? The
focus of the chapter is the debate over A. M. Pankratovas History
of the Kazakh SSR from the Earliest Times to Our Days, published
in 1943. These historiographical debates, as Roger Markwick has
demonstrated so well, began to open spaces for a paradigm shift
in the role and status of academic life in the Soviet Union that
prefigured the breakdown of Bolshevik ideological orthodoxy.
In short, this is a fine collection of stimulating essays and
anyone wishing to understand early Soviet nationality policy should
make this essential reading.
[Contents]
Edwin G. Pulleyblank, Central Asia and Non-Chinese Peoples
of Ancient China. Aldershot, Eng.: Ashgate Variorum, 2002,
xii + 312 pp., ISBN: 0860788598.
Reviewed by: Stephen Chan, Professor of International
Relations, Dean of Law and Social Sciences, SOAS, University of
London, United Kingdom, s.chan soas.ac.uk
This volume is part of the Ashgate Variorum series and, as such,
reproduces a number of essays as they first appeared. This means
that the essays have not been updated or annotated and, because
the original journal pages were used for the photographic plates
from which this volume was printed, their original page numbers
have also been reproduced causing confusion only partially offset
by the insertion of roman numerals to indicate the order of the
essays. Different typefaces and typesizes have also been reproduced,
so that while the volume is both a record as well as a selection
of some of the authors best essays, it is also a frustrating and
unbeautiful beast.
Pulleyblank probably deserves better, but, given the narrow and
esoteric nature of his branch of sinology, we should be happy
to have this volume at all. A significant figure in the debates
on the historical origins of the Chinese peoples and their languages,
his has always been an original and elegant contribution.
What we have here are 14 essays, dating from 1954 to 1999, so
we are only five years short of an indicative record of a half
century of consistently skillful work. This work is, essentially,
one of comparative and forensic linguistics tracing linguistic
roots in the Chinese language and seeking to identify certain
crossover points and influences from other languages. Because
until recently this was a very small academic discipline, many
of Pulleyblanks essays consist in a debate within a rather small
group of scholars. It is only recently that new younger scholars
have brought to this debate tools to do with computer-based modeling,
and Pulleyblank is unable to express any great commentary on their
results.
Similarly, he relies on the work of archaeologists to furnish
him with platforms for what must remain, at days end, well-judged
suggestiveness; for that is what he does. He provides well and
closely argued suggestions as to what was likely a point of origin,
a point of crossover, or a point of influence and he is highly
adept in indicating the difficulty or impossibility of accepting
the arguments behind the suggestions of others. As he himself
says, the dead however archaeologically uncovered cannot speak;
and our knowledge of, e.g., second century Chinese contains, in
any case, speculative subjectivities; never mind our knowledge
of early forms of other languages.
Within all these, which to outsiders might seem significant parameters,
Pulleyblanks work is simply superb. The various intersections
of early Chinese with Austroasiatic (Vietnamese, Khymer, etc.),
Tibetan-Burman, Turkic, Indo-European (indeed, Slavic, Greek,
Latin, and even Celtic) languages are traced and dissected with
a forensic skill based on an immense erudition and linguistic
methodologies. Sometimes the intricacies of argument are lightened
by examples of Chinese observations of their neighbors, which
seem always descriptive rather than themselves forensic and investigative
and amazingly polite. The commonly-supposed nomadic and warlike
people of about 500 AD known as the High Carts (although Tall
Chariots might be a less unflattering rendition), squat on the
ground and behave unceremoniously, without any inhibitions or
restraints, meaning that they had no qualms about defecating in
public.
What Pulleyblank demonstrates by the sheer weight of his materials
and interpretations is that what we know as homogenously Chinese
was nothing of the sort. The origin of the Chinese was, to many
extents, a series of compositions of various groups who finally
politically merged. The resistance to merger is still evident
today in Tibet and other minority groups, often of a Transcaucasian
or Turkic nature. He also indicates the debt early Chinese civilization
had to influences from the west, so that what we take to be the
autonomous and leading scientific development of China took place
within a quite late and historically compressed period.
This book is a collection of essays for the specialist. There
is an emerging paradigm, based on formal scientific modeling,
that may come to regard Pulleyblank and his generation as antiquarians
and antiquated. With the tools he had, however, Pulleyblanks is
a huge accomplishment. For the non-specialist there is much of
interest here, a story revealed, and received assumptions heavily
qualified.
[Contents]
Ahmed Rashid, Jihad: The Rise of Militant Islam in Central
Asia. New Haven: Yale University Press/World Policy Institute,
2002. xviii + 281 pp., 2 maps, appendix, glossary, notes, index.
ISBN: 0300093454, $24.00.
Reviewed by: Adeeb Khalid, Department of History, Carleton
College, Northfield, Minn., USA, akhalid carleton.edu
Ahmed Rashid is a Pakistani journalist whose earlier book on
the Taliban was made a bestseller in the U.S. by the events of
September 11, 2001. That book was justifiably praised for its
fine reportage and the author's command of the intricacies of
Afghan politics. Central Asia, however, is not Afghanistan, and
Rashid's grasp of factual detail (or of necessary languages) does
not extend beyond the Amu Darya. In particular, Rashid's knowledge
of the history of the region and its Soviet context is woefully
inadequate for the task. Chapter 2 provides a brief survey of
the region's history from prehistory to 1917, where we are told
that "Mir Alisher Navai ... created the first Turkic script,
which replaced Persian" (p. 23), and that the Tsarist regime
developed "large cotton plantations" and established
"large factories manned by Russian workers" (p. 25).
Chapter 3 deals with the Soviet period, which is absolutely crucial
for understanding the contemporary period. Rashid, however, does
not go beyond repeating well worn Cold War clichs. The Soviet
regime was little more than a thick blanket that smothered local
society, but from which it emerged largely unchanged at independence.
Hence the remarkable statement that, "When independence finally
came, in 1991, the Central Asians, ideologically speaking, were
still back in the 1920s" (p. 35). Rashid simply does not
comprehend the massive transformations wrought by seven decades
of Soviet rule in local understandings of religion, politics,
and culture, which produced new political and intellectual elites
that were quite at home in the Soviet context. Nor can he account
for the many ways in which Islam came to be intertwined with ethnic
and regional identities.
All of which affects Rashids basic argument about the present.
The core of the book is provided by four chapters on different
militant Islamic movements: the Islamic Renaissance Party of Tajikistan,
the Hizb-i Tahrir in Uzbekistan, and the Islamic Movement
of Uzbekistan. On the whole, this is fine reporting. Rashid spins
tales of his encounters with several leaders of the movements
he discusses. But while he paints a rich picture of the movements
in question, he provides no context. We get little sense that
these movements exist in a political context that was radically
de-Islamized in the Soviet period and that remains so; that claims
to Islam coexist with claims to the nation; and that other varieties
of Islam whether the folk or everyday Islam of the bulk of the
population or the conservative, quietist Hanafi Islam of the majority
of the ulama are much more popular than the militant version
discussed here. Also, Rashids reliance on interpreters occasionally
leads to dubious outcomes. He reports attending a clandestine
Muslim wedding in a kolkhoz in the Ferghana valley in 1989, in
which a sheep was slaughtered in secrecy and the feast was held
at the crack of dawn to avoid the security police (p. 41). Now,
such feasts (toy) were, in the late Soviet period, a major
Uzbek tradition and a basic expression of Uzbek identity, and
they were traditionally held at the crack of dawn. Clearly, some
of Rashids local friends were not above pulling his leg and telling
him what he wanted to hear.
Rashid explains the rise of militancy in terms of the woeful
economic situation of the region and the corruption and authoritarianism
of the regimes that have run Central Asian states since independence.
The problems of Central Asia are internal, and will not go away
with the military defeat of the militants. The solution would
be market reform and the creation of a democratic system that
permitted legal Islamic parties to participate. Most of these
conclusions are unexceptionable, though they often arise from
questionable assumptions about the contemporary situation. For
Rashid, it is natural that Islam (i.e., militant, politicized
Islam) should replace the cultural vacuum left by the Soviet Union.
He grossly underestimates the power of nationalism to provide
other answers, or the possibilities of alternative understandings
of Islam emerging.
Ultimately, this is an instant book generated by September 11.
It was apparently in progress when the events of September 11,
2001, sent the authors previous book on the Taliban skyrocketing
to the top of national bestseller lists. This book was then rushed
through the press, and it hit American bookstores before the dust
from the bombing of Afghanistan had even settled. The haste shows
in the numerous contradictions, factual errors, and editing mistakes
throughout the book, while the heat of the moment colors some
of Rashids conclusions, most notably the self-contradictory statement
that by joining the U.S.-led alliance against the Taliban and
Osama bin Laden, [Central Asian regimes] have given their countries
a tremendous opportunity for change, economic development, and
democracy (p. 11). The American public might want to believe such
platitudes, but they fly in the face of Rashids own logic in the
rest of the book.
[Contents]
Natsuko Oka, Andrei Chebotarev, Erlan Karin, and Nurbolat
Masanov, The Nationalities Question in Post-Soviet Kazakhstan.
Middle East Studies Series No. 51. Chiba, Japan: Institute of
Developing Economies, 2002. ii + 159 pp., appendices, references
(paper; distributed for free).
Reviewed by: Edward Schatz, Assistant Professor, Department
of Political Science, Southern Illinois University, Carbondale,
Ill., USA, schatz siu.edu
Of all the changes that Central Asian societies underwent in
the 1990s, perhaps none was more striking than the relative stabilization
in interethnic relations. The rise of tensions that began with
the 1986 Almaty riots largely subsided after the violence in Osh
in 1990. To be sure, not all was peaceful in the early 2000s,
with small bands of Russian skinheads roaming the streets of Almaty,
Uzbeks feeling themselves to be victims of discrimination in Kyrgyzstan,
Tajiks feeling the same in Uzbekistan, and so on. The predictions
for the worst forms of interethnic conflict, however, proved to
be off base.
How post-Soviet states attempted to manage interethnic relations
(i.e., the nationalities question) has been the subject of a wide
array of literature much of it in English. Lost in the array,
however, have been the voices of Central Asian scholars themselves.
When Central Asian perspectives appear in English, they typically
do so through the prism of the Wests social science establishment,
with its range of policy concerns and theoretical preoccupations.
By producing in English a volume of largely unfiltered voices
from Kazakhstan, Natsuko Oka a Research Fellow at the Institute
of Developing Economies (Chiba, Japan) and her collaborators fill
an important gap. Fluent in Western and Japanese social science,
Kazakh and Russian, she is perhaps uniquely qualified to do so.
After a two-page preface written by Oka, the volumes three chapters
turn to the Kazakhstani variants of policies common across the
nationalizing states of Eurasia that is, states that spearheaded
a drive to remedy titular ethnic groups for their underprivileged
position. Thus, policies on language use, cultural promotion,
migration, and personnel appointments receive particular attention.
The volumes major strength lies in the authors willingness to
let the contributions speak for themselves. The voice of the first
contributor, Nurbulat Masanov (an ethnographer and a prominent
critic of Nazarbaev), is clear. He roundly criticizes the ethnocractic
regimes of post-Soviet countries (p. 2), depicting a barbaric
ethnic virus against modern civilization (p. 1). A dedicated
advocate of liberal democracy and neo-liberal market institutions,
he is particularly affronted by the Wests support for Central
Asias authoritarian rulers (p. 2-3).
Unrestrained by a central conceptual concern, Masanov theorizes
freely about intergroup relations. This is a post-Soviet scholar
who moves easily from Bromleis theories of ethnos, to neo-modernization
paradigms, to a functionalist explanation for nomadic pastoralism,
to a Brubaker-like consideration of communal vs. individual identities
(with a marked preference for the latter). Even if his conceptual
wandering creates unresolved contradictions, we have still gained
insight into the competing paradigms that confront and inspire
post-Soviet academe.
In the volumes middle chapter, Erlan Karin and Andrei Chebotarev
(director and research fellow, respectively, at the Central Asian
Agency of Political Research in Almaty) develop a complex picture
of Kazakhization in the 1990s. Their normative concern is similarly
clear: the Nazarbaev regime was intent to Kazakhize state and
society, and what little was done for non-Kazakhs was mystification
of civilized interethnic politics, rather than concern for the
equal rights and development of the republics many peoples (p. 80).
Critically, the piece is a cry for help to present Kazakhstan
to the world community as a state where democracy and human rights
are oppressed (p. 108).
The unfiltered nature of the voices is also the volumes weakness.
First, it creates notable redundancy in empirical coverage between
the first two chapters. Second, it raises an array of theoretical
tensions. For example, on the one hand Masanov depicts ethnic
Kazakhs as irreversibly disunited (p. 13), while on the other
hand offering an ethnodemographic history as if Kazakhs were the
unit of analysis (p. 16). Third, the first two chapters rely
heavily on data from the mid-1990s. One cannot help wondering
what newer data would reveal, especially in light of a recent,
relative macro-economic stabilization. Fourth, little attention
is paid to Soviet atrocities in Kazakhstan the backdrop against
which post-Soviet nationalities policy must be evaluated.
The primary missed opportunity is the lack of attention to a
question that hovers like a ghost over the volume: if the general
trend is toward Kazakhization, why has Kazakhstan avoided the
worst forms of interethnic conflict? To use Karin and Chebotarev's
words, why is it so that "At present, the nationalities question
in the republic is not quite so sharp..." (p. 105)?
Oka's contribution helps in this regard. Presenting the result
of an elite questionnaire administered in 2000-2001, she front-loads
the study's methodological shortcomings, sounding a note of modesty
about conclusions that is strikingly absent in much English-language
scholarship. This comes across as refreshingly unlike standard
social scientific narratives in the West.
But Oka need not be so modest, for her piece partially resolves
theoretical tensions that emerge from the volumes other pieces.
Her answer though she does not depict it as such is to focus on
the different subjectivities in Kazakhstani nationalities policy.
Russian nationalists and intellectuals, Kazakh nationalists and
intellectuals, and members of other ethnic minorities all have
viewed Nazarbaevs nationalities policy differently. Each ethnic
and professional community has experienced a different Kazakhstan.
(Masanov offers a similar point [p. 58], but in the context
of his eclectic piece, the point gets lost.)
Few of Okas respondents expressed satisfaction with nationalities
policy, viewing it either as too coercive of ethnic minorities
or insufficient in its promotion of titular Kazakhs. Herein lies
the clue. Nazarbaev appealed deeply to no one; neither did the
regime deeply alienate any single, ethnically defined community.
Notably, it avoided fundamentally antagonizing ethnic Slavs. So,
when we read about the states rhetorical commitment to the friendship
of peoples, we can regard it as masking a different reality of
interethnic relations, which it often does (Masanov, 55). But
political rhetoric may also be effective. As a politician, Nazarbaev
used this rhetoric with skill, managing to appeal to different
communities at a minimal level while satisfying no one deeply.
As an increasingly ruthless authoritarian leader, he supplemented
this rhetoric with a willingness to buy off his opponents and
deal harshly with those who were unwilling to be corrupted.
[Contents]
Sally Hovey Wriggins, Xuanzang: A Buddhist Pilgrim on the
Silk Road. With a foreword by Frederick W. Mote. Boulder,
Colo./Oxford, Eng.: Westview Press, 1996. xxiv + 263 pp., 13 maps,
8 color plates, 42 ill., glossary, bibl., index. ISBN: 0813334071
(pb).
Reviewe |